securities & Financing
For companies raising capital, there are fewer things more cruicial, yet risky, then engaging in Securities offerings and other financing avenues. The attorneys at Barham & Maucere LLC have extensive experience advising on raising capital legally and efficiently. Our securities attorneys thrive on innovative structuring of private offerings, complex financing, and investment funds. Some of the Securities and Financing services we offer include:
Private Placement Securities Offerings
State and Federal Regulation of Securities
Reg D, Reg A-A+, Reg S
Crowdfunding and Reg CF
Defending actions brought by government regulators against issuers, promoters, and brokers
Broker/Dealer law
FINRA Regulations
Formation of Venture Capital and Private Equity Funds
Hedge Funds
Promissory Notes and other Debt Instruments
Venture Debt and other alternative investment vehicles
Investment Company Act of 1940
Investment Advisor Act of 1940
Security Agreements
UCC Title 9
Securities Litigation
Securities Fraud
Regulation of Cryptocurrency
Non-Fungible Tokens
Convertible Notes
SAFEs and other early stage instruments
Practice Group Members: Scott Maucere, Kelly Agee, Sarah Cofer