securities & Financing

For companies raising capital, there are fewer things more cruicial, yet risky, then engaging in Securities offerings and other financing avenues. The attorneys at Barham & Maucere LLC have extensive experience advising on raising capital legally and efficiently. Our securities attorneys thrive on innovative structuring of private offerings, complex financing, and investment funds. Some of the Securities and Financing services we offer include:

  • Private Placement Securities Offerings

  • State and Federal Regulation of Securities

  • Reg D, Reg A-A+, Reg S

  • Crowdfunding and Reg CF

  • Defending actions brought by government regulators against issuers, promoters, and brokers

  • Broker/Dealer law

  • FINRA Regulations

  • Formation of Venture Capital and Private Equity Funds

  • Hedge Funds

  • Promissory Notes and other Debt Instruments

  • Venture Debt and other alternative investment vehicles

  • Investment Company Act of 1940

  • Investment Advisor Act of 1940

  • Security Agreements

  • UCC Title 9

  • Securities Litigation

  • Securities Fraud

  • Regulation of Cryptocurrency

  • Non-Fungible Tokens

  • Convertible Notes

  • SAFEs and other early stage instruments

Practice Group Members: Scott Maucere, Kelly Agee, Sarah Cofer